Corporate Compliance

    Corporate compliance for groups of 5–500+

    Corporate Compliance: What It Covers and How to Run It

    Corporate compliance is the work that keeps each legal entity in good standing: registers, officers, ownership, resolutions, filings and obligations. This is the full scope, the annual calendar, and the operating model that holds it together across a group.

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    Full obligation scope
    Annual calendar
    Ownership and UBO
    Audit-ready evidence
    Direct answer

    Corporate compliance is the ongoing obligation to keep a company's legal record, governance and filings correct and current. In Australia it covers five areas: the statutory registers (members, officers, charges), officer obligations (consents, director IDs, conflicts), ownership and beneficial ownership records, governance decisions (resolutions, minutes, solvency), and regulatory lodgements (ASIC, and ATO or state regulators where relevant). Directors carry the legal responsibility; the company secretary or finance team does the work. Across a group, the difficulty is not any single obligation: it is that each entity has its own cycle, and the record and the filings live in different systems.

    The problem

    Why corporate compliance breaks down at scale

    One company is a checklist. Thirty companies is a systems problem.

    01

    Nobody can see the whole obligation set

    Obligations sit across spreadsheets, an accountant's system and email, so there is no single list of what is due and who owns it.

    02

    The record and the filing are separate

    Decisions are made in one place and lodged in another, so the register, the minutes and the regulator disagree.

    03

    Evidence is reconstructed under pressure

    When an auditor, financier or acquirer asks who approved what and when, the answer takes days to assemble.

    What you get

    What good corporate compliance looks like in practice

    Four capabilities separate a compliance system from a folder of documents.

    One record per entity

    Officers, members, documents, obligations and history on a single entity record, not spread across four systems.

    A calendar that owns the deadlines

    Annual reviews, solvency dates, renewals and recurring obligations in one view, each with an owner and a status.

    Continuous detection, not annual audits

    Scanning surfaces missing consents, unrecorded transfers, expired licences and stale registers as they happen.

    Evidence produced as a by-product

    Every resolution, signature, lodgement receipt and change is timestamped on the record, so due diligence is a search not a project.

    How it works

    The EntityFlo operating model.

    1

    Model the legal record first: entities, officers, members, dates.

    2

    Turn every obligation into a dated item with a named owner.

    3

    Run each decision as a workflow with documents and signatures attached.

    4

    Lodge from inside the workflow so the receipt lands on the record.

    5

    Scan continuously for stale records, missing items and overdue obligations.

    The split

    The scope of corporate compliance

    Five areas, each with its own cadence. Every group carries all five, whether or not anyone has written them down.

    Area
    What it covers
    Cadence
    Statutory registers
    Members, officers, charges, registered office details
    Current at all times
    Officer obligations
    Consents to act, director IDs, conflicts of interest, screening
    On appointment, then reviewed annually
    Ownership and UBO
    Cap table, share transactions, control chains, beneficial owners
    On every ownership change
    Governance decisions
    Board and member resolutions, minutes, solvency sign-off
    Per meeting, plus annual solvency
    Regulatory lodgements
    ASIC annual review, Form 484 changes, financial reports where required
    28 days for changes; annual otherwise
    Renewals and licences
    Trading names, insurances, credit and industry licences
    Per expiry date
    Recurring obligations
    BAS, tax and trust distribution deadlines
    Monthly, quarterly or annual
    Group structure records
    Trust deeds, constitutions, shareholder agreements
    On amendment
    Versus

    Ways groups run corporate compliance

    Most groups use some mix of the three. Only one produces evidence automatically.

    Capability
    EntityFlo
    Spreadsheets
    Outsourced cosec
    Complete obligation register
    Partial
    Their scope
    Live cap table and UBO chains
    Resolutions and e-signature built in
    Continuous compliance scanning
    Audit trail on demand
    On request
    Cost at 25 entities
    $199/mo
    Staff time
    $15k+/yr
    Why Us

    Because We’ve Done the Work Ourselves.

    EntityFlo was built by people who understand the complexity, risk and manual work behind managing corporate groups.

    "
    M
    Murphy's Consulting
    Corporate Group · 11 Entities

    "We went from spreadsheets and email chains to having every entity, every officer, and every deadline in one place. The compliance AI alone has saved us from three potential ASIC penalties."

    Chris Murphy
    Chris Murphy
    Director · Murphy's Consulting
    Horizon Group

    "EntityFlo's structure charts finally gave our board the visibility they needed. Every ownership chain mapped, every UBO calculated. The lenders were impressed."

    Michael Kavanagh
    Michael Kavanagh
    CFO · Horizon Group
    Kestrel Family Office

    "Managing 40+ trusts and companies across three generations was chaos. EntityFlo made it simple. The compliance alerts alone are worth the price."

    Jane Whitmore
    Jane Whitmore
    Family Office Principal
    80%
    Less governance admin
    99.9%
    Filing accuracy
    100%
    Ownership visibility
    <5 min
    Build your entire group structure
    Pricing

    One flat monthly rate. Scales with your group.

    Entities
    Price
    Up to 25
    $199 AUD/mo
    Growing groups
    Scales with entity count, up to $1,499 AUD/mo

    No per-document fees. No per-filing fees. No paywalled AI tier.

    FAQ

    The questions buyers actually ask.

    What is corporate compliance?

    It is the ongoing work of keeping each legal entity in good standing: accurate statutory registers, valid officer appointments, correct ownership records, properly minuted decisions, and lodgements filed on time with regulators such as ASIC.

    How is corporate compliance different from ASIC compliance?

    ASIC compliance is the regulator-facing slice: annual reviews, Form 484 changes, financial reports. Corporate compliance is the whole picture, including registers, resolutions, ownership, conflicts, licences and recurring obligations that never get lodged anywhere.

    Who is responsible for corporate compliance?

    Directors carry the legal responsibility. In practice the company secretary, CFO or general counsel runs the work, often with an external adviser for specific filings.

    What are the consequences of getting it wrong?

    Late lodgement fees and penalty notices at the small end; failed due diligence, delayed transactions, personal director exposure and deregistration at the serious end.

    How often should we review compliance across the group?

    Continuously for changes with a statutory deadline, and formally at least annually per entity alongside the annual review and solvency resolution.

    Do we need software for this?

    Below about five entities a disciplined spreadsheet can hold. Beyond that, the number of parallel cycles per entity is what causes misses, and that is exactly what software removes.

    Is this legal advice?

    No. It is a practical summary to help you scope the work. Confirm requirements with your adviser and with the relevant regulator.

    Run corporate compliance from one live record.

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